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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-03 |
Branch Locations
3330 L & N Drive Ste I & Ste E, Huntsville, AL 35801 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2014 | 02/2026 |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2026 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 02/2026 | Present |
(1) Vector Wealth Strategies, LLC; DBA; Investment Related; 3330 L&N Drive, Ste I, Huntsville, AL 35801; President; Manage the company for the operation of our financial securities business; Start 2/24/2014; 10 hours/month, 10 hours/month during trading. (2) Bellechase Office Condo Assoc; Office condo management; Not investment related; 3330 L&N Drive, Huntsville, AL 35801; President; management of the office building in which our offices are located; Start 9/23/2020; 2 hours/month, 2 hours/month during trading. (3) Dryden Real Estate Holdings, LLC; Real Estate Management; Not investment related; President; Find renters, manage property affairs, schedule maintenance; Start 8/28/2019; 2 hours/month, 2 hours/month during trading. (4) Southern Climbing Coalition; Land conservation non-profit; 3128 Heatherhill Drive, Huntsville, AL 35802; Board of Trustee; Oversight of the organization; Start 1/1/2026; 0 hours/month, 0 hours/month during trading. (5) Fixed Insurance Sales; Not investment related; 3330 L & N Drive, Ste 1, Huntsville, AL 35801; Agent; Mostly servicing old accounts still paying us directly from Genworth and CES insurance agency; Start 2/3/2026; 1 hour/month; 1 hour/month during trading. (6) Freed Hardeman University; Charitable Board; 158 E Main St, Henderson, TN 38340; Board of Trustees; Oversight of the university; Start 11/26/2013; 3 hours/month, 2 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-04 |
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