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Jay Thomas Dryden

J. W. Cole Advisors, Inc.

Huntsville, AL

Tampa, FL

CRD 4414620

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-03
  • AL RA
    APPROVED
    Since 2026-02-03

Branch Locations

3330 L & N Drive Ste I & Ste E, Huntsville, AL 35801 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2014 02/2026
J.W. Cole Financial, Inc. Tampa FL 02/2026 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2026 Present
  • 02/2014 → 02/2026
    Waltham, MA
  • 02/2026 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 02/2026 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2014-02-24 → 2026-02-04
    Huntsville, AL
    Waltham, MA
    Columbus, MS
    Huntsville, AL
  • 2006-07-06 → 2014-02-26
    Msi Financial Services, Inc.
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
Other Businesses

(1) Vector Wealth Strategies, LLC; DBA; Investment Related; 3330 L&N Drive, Ste I, Huntsville, AL 35801; President; Manage the company for the operation of our financial securities business; Start 2/24/2014; 10 hours/month, 10 hours/month during trading. (2) Bellechase Office Condo Assoc; Office condo management; Not investment related; 3330 L&N Drive, Huntsville, AL 35801; President; management of the office building in which our offices are located; Start 9/23/2020; 2 hours/month, 2 hours/month during trading. (3) Dryden Real Estate Holdings, LLC; Real Estate Management; Not investment related; President; Find renters, manage property affairs, schedule maintenance; Start 8/28/2019; 2 hours/month, 2 hours/month during trading. (4) Southern Climbing Coalition; Land conservation non-profit; 3128 Heatherhill Drive, Huntsville, AL 35802; Board of Trustee; Oversight of the organization; Start 1/1/2026; 0 hours/month, 0 hours/month during trading. (5) Fixed Insurance Sales; Not investment related; 3330 L & N Drive, Ste 1, Huntsville, AL 35801; Agent; Mostly servicing old accounts still paying us directly from Genworth and CES insurance agency; Start 2/3/2026; 1 hour/month; 1 hour/month during trading. (6) Freed Hardeman University; Charitable Board; 158 E Main St, Henderson, TN 38340; Board of Trustees; Oversight of the university; Start 11/26/2013; 3 hours/month, 2 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-06
S63 Uniform Securities Agent State Law Examination 2001-09-04
  • S66 Uniform Combined State Law Examination
    2005-04-06
  • S63 Uniform Securities Agent State Law Examination
    2001-09-04
Designations
  • Certified Financial Planner
Other Names
  • Jay T. Dryden

View on SEC IAPD

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