Kellie Swafford Bair

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Outsource Financial
  Mt. Pleasant, SC
• 06/2005 → 10/2019
  1St Global Capital Corp.
  Mt. Pleasant, SC
• 03/2006 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Pleasant, SC
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Pleasant, SC
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Pleasant, SC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Pleasant, SC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Pleasant, SC
• 2016-11-16 → 2019-10-25
  1St Global Advisors Inc
  Mount Pleasant, SC

Other Businesses

1) ARROW ADVISORY POSITION: FINANCIAL ASSISTANT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2011 ADDRESS: Mt Pleasant SC , United States DESCRIPTION: FINANCIAL SERVICES ENTITY

Exams

• S66 Uniform Combined State Law Examination
  2005-11-30

Other Names

• Kellie Dawn Swafford