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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-05 |
Branch Locations
1205 Two Island Court Suite 201, Mount Pleasant, SC 29466 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Outsource Financial | Mt. Pleasant | SC | 03/2005 | Present |
| 1St Global Capital Corp. | Mt. Pleasant | SC | 06/2005 | 10/2019 |
| Avantax Insurance Services, Inc. | Mount Pleasant | SC | 03/2006 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Pleasant | SC | 10/2019 | 09/2025 |
| Avantax Advisory Services | Mount Pleasant | SC | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mount Pleasant | SC | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ARROW ADVISORY POSITION: FINANCIAL ASSISTANT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2011 ADDRESS: Mt Pleasant SC , United States DESCRIPTION: FINANCIAL SERVICES ENTITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-30 |
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