James Curtis Knapp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Lpl Financial Llc
  Prairie Village, KS
• 10/2016 → Present
  Johnson County Community College
  Overland Park, KS

Previous Registrations

• 2005-10-28 → 2009-08-11
  Morgan Keegan & Company, Llc
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
  St. Ann, MO
• 2003-11-20 → 2005-10-25
  Ameriprise Advisor Services, Inc.
  Clayton, MO
• 2002-09-04 → 2003-07-10
  Morgan Stanley Dw Inc.
  Chesterfield, MO

Other Businesses

1) 10/24/2016: Johnson County Community College - Teacher - Investment Related - 12345 College Boulevard, Overland Park, KS 66210 - Start 11/01/2016 - 6 Hr/Mo; 0 Hour(s) During Securities Trading - Teacher. 2) 1/10/2017: St. Louis/St. Charles Women's Journal - Investment Related - 101 West Argonne St, Suite 252, St. Louis, MO 63122 - Other-Author - Start 02/01/2017 - Submit articles via email. 3) 1/26/2018 - Thinking Bigger Business Media - Investment Related - Shawnee Mission, KS - Other-Author - Start Date: 2/28/2018 - 3 Hours Per Month/0 Hours During Trading. 4) 5/18/2018 - Aero Crews News - Investment Related - Online: www.AeroCrewNews.com - Other-Financial Columnist - Start Date: 05/21/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Write a monthly financial column. 5) 3/13/2002 - St. Louis Community College - Not Investment Related - 3400 Pershall Road, St. Louis, MO 63135 - Other-Teaching - Start Date: 04/01/2020 - 3 Hours Per Month/0 Hours During Securities Trading - Class instructor; role would be to teach Investing/Retirement/Income classes. 6) 12/7/2021 - Knapp Family Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2016 - 460 Hours Per Month/8 Hours During Securities Trading. 7) 04/25/2023 - ATHENA FC - Not Investment Related - Various soccer fields or athletic complexes - Other - Business Owner - Owner - Start Date 05/01/2023 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-08-30

Other Names

• James Curtis Knapp
• James Curtis Knapp, Aif