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Mark Richard Shreve

Brogan Financial

Knoxville, TN

CRD 3277745

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Employer firm

Brogan Financial CRD 133623

$577M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Educational seminars
  • RADIO PROGRAM FOCUSING ON WEALTH, FINANCIAL AND GENERAL ISSUES

From the firm’s Form ADV. Read the guides:

Current Employers
Brogan Financial

2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-09-02
  • TN RA
    APPROVED
    Since 2021-09-02

Branch Locations

2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Knoxville TN 11/2010 04/2021
Brogan Financial Knoxville TN 04/2021 Present
  • 11/2010 → 04/2021
    Ameriprise Financial Services, Inc.
    Knoxville, TN
  • 04/2021 → Present
    Brogan Financial
    Knoxville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
  • S66 Uniform Combined State Law Examination
    2011-11-30

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
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Nearby Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS

Nearby Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN

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