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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-08 |
| TX | RA | APPROVED_RES | 2021-06-08 |
Branch Locations
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
Coral Gables, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 06/2021 | Present |
| J.P. Morgan Securities Llc | Miami | FL | 06/2021 | Present |
Entity Name: 425 Capital LLC Investment related: N "Address: 1172 S. Dixie Hwy #293 Coral Gables, FL 33143" Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 09/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner and Manager Entity Name: Short Period Swell Investment related: Y "Address: 1172 S. Dixie Hwy #293 Coral Gables, FL 33146" Nature of the other business: Commercial Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/04/2014 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is my wife's real estate company. She makes investments mostly in commercial, residential, land real estate since 2013. I help her by being a sounding board, by being a backup signatory, I am a Manager in the company. . SHORT PERIOD SWELL LLC; INVESTMENT RELATED; MIAMI, FL; MANAGER AND AUTHORIZED SIGNER; COMMERCIAL REAL ESTATE; START DATE 12/2013; 0 HRS PER MONTH. Effective 6/7/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-13 |
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