Katri Karen Balfanz

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Commonwealth Financial Network
  Waltham, MA
• 02/2011 → Present
  Kb Financial
  Burnsville, MN

Other Businesses

1. President, KB Financial, Inc., a private entity est. to facilitate securities, investment advisory, and insurance business; As of 09/17/08; Greater than 75% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; As of 08/07/08; Less than 0% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Kaytree, Inc.; company involved in online companion care services; as of 11/05/2023; 10% of time spent during business hours; Conducted at branch location; Not Investment related. 4. Divorce Planning, Minnesota Divorce Financials; as of 11/06/2023; 10% of time spent during business hours; conducted at branch; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-29

Other Names

• Katri Karen Carlson
• Katri Karen Carlson