Alfredo Daniel Verastegui

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 03/2019
  Hsbc Bank Usa
  Miami, FL
• 03/2019 → Present
  Hsbc Bank Usa N.A.
  New York, NY
• 03/2019 → Present
  Hsbc Securities (Usa) Inc.
  New York, NY

Other Businesses

1. The name of the other business : Alfredo Verastegui 2. Whether the business is investment-related : Vacation property/ 3. The address of the other business : 904 Charo Pkwy Davenport FL 33897 4. The nature of the other business : Lodging / AIRBNB 5. Your position : Owner 6. Title : Owner 7. Relationship with the other business : Owner 8. The start date of your relationship : 03/2020 9. The approximate number of hours/month you devote to the other business : 2 hours per month. 10. The number of hours you devote to the other business during securities trading hours : NONE 11. Briefly describe your duties relating to the other business: I have minimal interaction with this business as I have a property manager handling everything for a fee when is rented.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-23
• S63 Uniform Securities Agent State Law Examination
  2008-07-12