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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-09 |
| IL | RA | APPROVED | 2015-08-11 |
| WI | RA | APPROVED | 2002-10-08 |
Branch Locations
645 3Rd St, Beloit, WI 53511 • United States
Beloit, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 10/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Beloit | WI | 03/2020 | Present |
Other Business Activities; Beloit Memorial High School Class of 1987 Reunion; Plan, delegate, execute and participate in activities for non-profit High School Class Reunion.; 4003 E County Rd S, , Beloit, WI, 53511; Not Investment-Related; 01/16/2017; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-26 |
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