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Current Employers
Florida Atlantic Securities Corp.

9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-10
  • FL RA
    APPROVED
    Since 2025-02-10

Branch Locations

9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156 • United States

9130 South Dadeland Blvd Suite 1628, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Atlantic Securities Miami FL 11/2014 Present
  • 11/2014 → Present
    Florida Atlantic Securities
    Miami, FL
Previous Registrations
Other Businesses

Reliance Earth & Biodiversity (501C3) registered Oct 2020. Role: Donor/Exec Dir/Development/Outreach. No economic or operating activity to date. Approx hrs. expected 15hrs/mth (w/ends). Start date = Feb/20201donation of equipment. Sustainable/circular pilot program of glass recycling into sand/silicon to be re-used for all acceptable applications/industries having an env/social impact. Jan23 update: this activity has been on hold dedicating very little time as it has been challenging to change minds. 360 Box Inc, Miami based, space as a service, passive investor, no compensation. Equity ownership. No conflict of current or future business. Joyful Family 501C3 organization focused on developing spaces and programs in nature where we can learn and share our holistic, sustainable, & conscious way of living with health, purpose, & joy. Non investment related. Registed 30 N Gould St, Sheridan, WY 82801. Non active board member as of 2024. Minimal time dedicated. Provide support from US when needed

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S66 Uniform Combined State Law Examination 2002-02-21
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S66 Uniform Combined State Law Examination
    2002-02-21

View on SEC IAPD

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