Erik Douglas Utzinger

Employer firm

Growstrong Wealth Strategies CRD 308299

$127M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Independent Insurance Agent
  Greenwood Village, CO
• 01/2012 → 09/2020
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 08/2012 → Present
  Shift Holdings, Llc
  Broomfield, CO
• 10/2014 → 12/2016
  Bank Of England
  Denver, CO
• 01/2016 → 12/2016
  Academy Bank Na
  Denver, CO
• 11/2018 → Present
  Extraction Oil & Gas Llc
  Denver, CO
• 09/2020 → Present
  Growstrong Wealth Strategies, Llc
  Loveland, CO
• 12/2021 → Present
  Growstrong Wealth Strategies, Llc
  Loveland, CO

Previous Registrations

• 2012-01-06 → 2020-09-11
  Transamerica Financial Advisors, Llc
  Westminster, CO
  Greenwood Village, CO
  Westminister, CO
  Englewood, CO
  Centennial, CO
  Greenwood Village, CO
• 2006-07-17 → 2012-01-06
  Investment Advisors International, Inc.
  Westminster, CO
  Northglenn, CO
• 2005-02-16 → 2006-08-24
  Transamerica Financial Advisors, Llc
  Northglenn, CO

Other Businesses

Independent Insurance Agent; Investment Related; Broomfield, CO; Insurance Agent/Associate; Sales of insurance products, start 06/2001; approximately 1 hour per month spent in this practice; 1% of time spent in this business. Extraction Oil & Gas LLC; No; 11/01/2018; 370 17th St. Suite 5300 Denver CO 80202; Mineral Exploration; Lessor; 0 hrs/month; 0 during sec. trading; No duties approved with restrictions Shift Holdings, LLC; no; 853 Broadlands Lane Broomfield CO 80023; Member; 8/17/2012; This is a pass-through entity; Monitoring income & expenses; 4 hrs/weekly

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-09
• S63 Uniform Securities Agent State Law Examination
  2004-08-11