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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-10-10 |
Branch Locations
5910 N Central Expy, Dallas, TX 75206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 06/2001 | Present |
| Bank Of America,Na | Dallas | TX | 09/2009 | Present |
(1) US NAVAL RESERVE NOT INVESTMENT RELATED. PILOT 16 HOURS PER MONTH DURING TRADING. WILLOW GROVE PA, 19090. I*534286 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Port Aransas, Texas, 78373 Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 10/1/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I*1738276 Entity Type, Name of OBA: Serena's Dream Property Management LLC Address: DallasTexas75252 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/01/2022 No Hours: Weekly No Hours during trading: 0 Duties: President
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-09 |
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