Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-10-10
  • TX RA
    APPROVED
    Since 2001-10-10

Branch Locations

Dallas, TX • United States

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2001 Present
Bank Of America,Na Dallas TX 09/2009 Present
Other Businesses

(1) US NAVAL RESERVE NOT INVESTMENT RELATED. PILOT 16 HOURS PER MONTH DURING TRADING. WILLOW GROVE PA, 19090. I*534286 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Port Aransas, Texas, 78373 Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 10/1/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I*1738276 Entity Type, Name of OBA: Serena's Dream Property Management LLC Address: DallasTexas75252 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/01/2022 No Hours: Weekly No Hours during trading: 0 Duties: President

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-09
  • S66 Uniform Combined State Law Examination
    2001-10-09

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor