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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-03-03 |
Branch Locations
Louisville, KY • United States
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 12/2007 | Present |
| Bank Of America, N.A. | Louisville | KY | 03/2012 | Present |
| Raymond James & Associates, Inc. | Louisville | KY | 03/2017 | Present |
I*88106 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOUISVILLE, KENTUCKY 40223 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/23/2015 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER SERVICE ASSOCIATE ENROLL AND HELP NEW MEMBERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-18 |
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