Mark Miller

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2021-07-13
FL	RA	APPROVED	2002-09-11
TX	RA	APPROVED	2002-09-10

UT RA
APPROVED

Since 2021-07-13
FL RA
APPROVED

Since 2002-09-11
TX RA
APPROVED

Since 2002-09-10

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	09/2002	Present
Bank Of America, N.A.	Boca Raton	FL	08/2009	Present

09/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
08/2009 → Present

Bank Of America, N.A.

Boca Raton, FL

Previous Registrations

2001-08-16 → 2002-09-10

Morgan Stanley Dw Inc.

Boca Raton, FL

Other Businesses

I*514067 Entity Type: For Profit Name of outside business organization: Three Pals Properties LLC Investment related: Address of business: Sunrise, Florida 33325 Position, title, association: Flipping Houses. Start date of relationship: 8/1/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties:Buying residential home doing renovation and selling them. I*: 1681296 Entity Type: Entity For Profit Name of OBA: M2RE, LLC Address: Investment Related: Heber City, UT 84032Position, Title, Association: Owner Employee Start Date: 02/12/2024Number of Hours: 1 hr weekly Number of Hours during trading: 0 Duties: Buying Real Estate renovating and selling

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-14

S66 Uniform Combined State Law Examination

2001-11-14

View on SEC IAPD