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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-15 |
| WI | RA | APPROVED | 2023-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wausau | WI | 11/2013 | 09/2023 |
| Raymond James Financial Services, Inc. | Wausau | WI | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Wausau | WI | 09/2023 | Present |
| Peoples Wealth Management | Wausau | WI | 09/2023 | Present |
| Peoples State Bank | Wausau | WI | 09/2023 | Present |
(1)Name of Business: Peoples State Bank Address: 1905 Stewart Ave, Wausau, WI, 54401-5375, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth maangement (2)Name of Business: Peoples Wealth Management Address: 1905 Stewart Ave, Wausau, WI, 54401-5375, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-05 |
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