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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-08-01
  • TX RA
    APPROVED
    Since 2001-08-01

Branch Locations

719 Scott Ave Ste 700, Wichita Falls, TX 76301 • United States

Wichita Falls, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hurst TX 03/2001 03/2020
Ameriprise Financial Services, Llc Wichita Falls TX 03/2020 Present
Other Businesses

Business Ownership; The Hub of NTX; Owner; entertainment publication; 719 Scott Ave, Suite100, Wichita Falls, TX, 76301; Not Investment-Related; 02/01/2018; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Zavala Hispanic Cultural Initiative; Board Member; 719 Scott Ave, Suite 825, Wichita Falls, TX, 76301; Not Investment-Related; 01/27/2022; 1 to 9 hours per month; 0 during trading hours / Big Brothers Big Sisters of Wichita County; Board Member; 1526 Weeks St, Suite A, Wichita Falls, TX, 76302; Not Investment-Related; 06/14/2025; 1 to 9 hours per month; 0 during trading hours / Crime Stoppers; Board Member; 710 Flood St, , Wichita Falls, TX, 76301; Not Investment-Related; 01/26/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2001-07-31

View on SEC IAPD

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