Russell Scott Hale

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 09/2021
  Securities America, Inc
  Knoxville, TN
• 10/2014 → 09/2021
  Usadvisors Wealth Management
  Knoxville, TN
• 09/2021 → Present
  Lpl Financial Llc
  Knoxville, TN

Previous Registrations

• 2014-10-27 → 2021-12-07
  Usadvisors Wealth Management, Llc
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
• 2011-08-01 → 2014-10-28
  Securities America Advisors, Inc.
  Knoxville, TN
• 2013-05-03 → 2013-05-23
  Next Financial Group, Inc.
  Manchester, TN
  Knoxville, TN
• 2012-01-24 → 2012-12-05
  Usadvisors Wealth Management, Llc
  Knoxville, TN
• 2009-07-23 → 2011-11-16
  Legacy Tax And Financial Planning, Llc
  Knoxville, TN
• 2009-01-05 → 2011-08-26
  Woodbury Financial Services, Inc.
  Knoxville, TN
  College Grove, TN
  Knoxville, TN
• 2004-12-10 → 2009-01-05
  Securian Financial Services, Inc.
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
• 2004-03-25 → 2004-12-08
  Signator Investors, Inc.
  Knoxville, TN

Other Businesses

1. 10/03/2022 - No Business Name - Investment Related - Knoxville, TN 37939 - Non-Variable Insurance - Start Date - 09/01/2022 - 15 Hours Per Month/10 Hours During Securities Trading 2. 10/03/2022 - Volunteer Health and Wellness - Investment Related - Knoxville, TN 37939 - Non-Variable Insurance - Start Date - 09/01/2022 - 15 Hours Per Month/10 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-07-26
• S63 Uniform Securities Agent State Law Examination
  2001-07-13

Designations

• Certified Financial Planner