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Joseph Platon Abad

Wells Fargo Clearing Services, LLC

Menlo Park, CA

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

325 Sharon Park Dr, Menlo Park, CA 94025 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Menlo Park CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Menlo Park CA 11/2016 Present
Previous Registrations
  • 2006-01-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Menlo Park, CA
    Menlo Park, CA
    Menlo Park, CA
  • 2003-06-09 → 2006-01-12
    Citicorp Investment Services
    San Mateo, CA
  • 2001-11-06 → 2003-06-27
    Ubs Financial Services Inc.
    San Mateo, CA
Other Businesses

RENTAL PROPERTY; NON INVESTMENT RELATED; SAN MATEO, CA; 100% OWNERSHIP; START 1999; 0 HRS PER MONTH 0 DURING TRADING; LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-17
  • S66 Uniform Combined State Law Examination
    2001-08-17
Other Names
  • Jon Platon Abad

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
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TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
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MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
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