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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-31
PA RA APPROVED 2022-02-10
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2013-04-25
  • TX RA
    APPROVED_RES
    Since 2025-05-31
  • PA RA
    APPROVED
    Since 2022-02-10
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2013-04-25

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Conshohocken PA 04/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2013 → Present
    West Conshohocken, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

COMEX OF THE NEW YORK MERCHANTILE EXCHANGE; OWN COMEX OPTIONS MEMBERSHIP PERMIT AS AN INVESTMENT ONLY (NO TRADING); MANHATTAN, NEW YORK; OWNS THE SEAT BUT DOES NOT TRADE, NO ACTIVITY; 0 HOURS DURING TRADING; 0 HOURS AFTER BUSINESS; 12/1982

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1999-01-02
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1999-01-02

View on SEC IAPD

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