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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-11
  • OH RA
    APPROVED
    Since 2023-11-11

Branch Locations

Lewis Center, OH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Lewis Center OH 08/2019 Present
Prudential Investment Management Services Llc Lewis Center OH 08/2019 Present
Nationwide Investment Services Corporation Columbus OH 10/2014 08/2019
Gwfs Equities, Inc. Lewis Center OH 04/2022 Present
  • 08/2019 → Present
    The Prudential Insurance Company Of America
    Lewis Center, OH
  • 08/2019 → Present
    Prudential Investment Management Services Llc
    Lewis Center, OH
  • 10/2014 → 08/2019
    Nationwide Investment Services Corporation
    Columbus, OH
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Lewis Center, OH
Other Businesses

1] North Carolina Council on Economic Education / At Large Board Member. 1 hour per week; 0 during business hours. 2] Piatt meadows Home Owners Association / HOA Trustee. 3 hours per quarter; 0 during business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-02
S63 Uniform Securities Agent State Law Examination 2019-11-22
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2019-11-22
Other Names
  • Matthew Aaron Herrmann
  • Matthew Herrmann

View on SEC IAPD

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