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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-11 |
Branch Locations
Lewis Center, OH • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Lewis Center | OH | 08/2019 | Present |
| Prudential Investment Management Services Llc | Lewis Center | OH | 08/2019 | Present |
| Nationwide Investment Services Corporation | Columbus | OH | 10/2014 | 08/2019 |
| Gwfs Equities, Inc. | Lewis Center | OH | 04/2022 | Present |
1] North Carolina Council on Economic Education / At Large Board Member. 1 hour per week; 0 during business hours. 2] Piatt meadows Home Owners Association / HOA Trustee. 3 hours per quarter; 0 during business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-22 |
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