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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2008-12-12
TX RA APPROVED 2008-12-05
  • TN RA
    APPROVED
    Since 2008-12-12
  • TX RA
    APPROVED
    Since 2008-12-05

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Knoxville TN 12/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-12-10
    Morgan Stanley & Co. Llc
    Knoxville, TN
  • 2004-02-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Knoxville, TN
    Knoxville, TN
Other Businesses

Episcopal Church of the Ascension / 800 South Northshore Drive Knoxville,TN 37919 / Other/ Other Religious / Serving the spiritual and charitable needs of the community / Member of a committee with management or supervisory functions / / Leading meetings, making budget decisions / Start Date 01/01/2016/ Church / 2)Junior Achievement East Tennessee,Junior Achievement has over 100 local JA Areas across the nation, and together we are the nation's largest organization dedicated to giving young people the knowledge and skills they need to own their economic success, plan for their futures, and make smart academic and economic choices. JA's programs in the core content areas of work readiness, entrepreneurship and financial literacy ignite the spark in young people to experience and realize the opportunities and realities of work and life in the 21st century.,TennesseeUnited States,Teaching elementary and middle school age kids about financial literacy, work readinessStart date -1/23/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-31
  • S66 Uniform Combined State Law Examination
    2001-08-31

View on SEC IAPD

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