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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

720 East Jericho Turnpike Suite 1, Huntington Station, NY 11746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2015 07/2025
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2015 07/2025
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: CONSERVATIVE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: BRANCH MANAGER SECURITIES BUSINESS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-18
  • S63 Uniform Securities Agent State Law Examination
    2001-10-18
Other Names
  • Chris Renna
  • Christopher Scott Renna

View on SEC IAPD

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