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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-20
AR RA APPROVED 2016-11-10
  • TX RA
    APPROVED
    Since 2016-12-20
  • AR RA
    APPROVED
    Since 2016-11-10

Branch Locations

16609 Cantrell Road Suite 11, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Little Rock AR 02/2013 11/2016
Raymond James Financial Services, Inc. Little Rock AR 11/2016 Present
Raymond James Financial Services Advisors Inc. Little Rock AR 11/2016 Present
Eiler Asset Management Little Rock AR 11/2016 Present
Previous Registrations
  • 2013-02-13 → 2016-11-01
    Little Rock, AR
  • 2004-01-05 → 2013-02-13
    Morgan Keegan & Company, Llc
    Cabot, AR
    Little Rock, AR
    Little Rock, AR
Other Businesses

(1)Name of Business: D&E Capital Group, LLC Address: 16609 Cantrell Rd Ste 11, Little Rock, AR, 72223, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: oversee accounting of office/branch expenses. It's literally just a pass through account for sharing business expenses. (2)Name of Business: Eiler Asset Management Address: 16609 Cantrell Rd Ste 11, Little Rock, AR, 72223, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bookkeeping, Payroll

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-03
  • S66 Uniform Combined State Law Examination
    2001-10-03

View on SEC IAPD

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