Alex F Tanguay

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 07/2011 → Present
  Bank Of America, N.A.
  Boston, MA

Other Businesses

I*72306FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BIG BROTHERS BIG SISTERS OF MASSACHUSETTS BAYINVESTMENT RELATED: NADDRESS OF BUSINESS: 75 FEDERAL STREET, BOSTON, MASSACHUSETTS 2210NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/31/2013NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: AS A MEMBER OF THE BOARD OF OVERSEERS, MY RESPONSIBITY IS TO HELP PROVIDE ADVICE AND COUNSEL TO THE ORGANZIATION'S MISSION AND AID IN RECRUITING MORE BIG BROTHERS TO THE PROGAM AS WELL AS PARTICIPATING IN EVENTS. I*2477266, Entity Type Not for profit, Name of OBA: Knights of Columbus Address: Salem, NH 03079 Investment Related: No Position, Title, Association: Member/Brother Knight Employee Start Date: April 01 2024 No Hours: 3 monthly No Hours during trading: 0 Duties: The Knights of Columbus mission is to empower Catholic men to live their faith through charity, unity, fraternity, and patriotism. They also provide financial security and charitable outreach to their members and communities.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-31
• S63 Uniform Securities Agent State Law Examination
  2002-10-30

Other Names

• Alex Florian Tanguay