Gary M Klobchar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-01-16
TX	RA	APPROVED_RES	2020-01-16

PA RA
APPROVED

Since 2020-01-16
TX RA
APPROVED_RES

Since 2020-01-16

Branch Locations

Imperial, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Clinton	PA	08/2001	Present
Woodbury Financial Services, Inc.	Clinton	PA	07/2013	01/2020
Lpl Financial Llc	Clinton	PA	01/2020	Present

08/2001 → Present

Self-Employed

Clinton, PA
07/2013 → 01/2020

Woodbury Financial Services, Inc.

Clinton, PA
01/2020 → Present

Lpl Financial Llc

Clinton, PA

Previous Registrations

2013-07-10 → 2020-01-21

Woodbury Financial Services, Inc.

Oakdale, PA

Wexford, PA

Clinton, PA
2009-03-13 → 2013-07-16

Voya Financial Advisors, Inc.

Oakdale, PA

Oakdale, PA

Pittsburgh, PA

Other Businesses

1)03/2007 - DBA for LPL Business (entity for LPL business) - MILESTONES FINANCIAL GROUP - 85% - INVESTMENT RELATED - CLINTON, PA 15026 2)03/2007 - Non-Variable Insurance - MILESTONES FINANCIAL GROUP - 15% - INVESTMENT RELATED - CLINTON, PA 15026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-03
S63	Uniform Securities Agent State Law Examination	2001-08-01

S65 Uniform Investment Adviser Law Examination

2007-08-03
S63 Uniform Securities Agent State Law Examination

2001-08-01

Other Names

Gary M. Klobchar
Gary M. Klobchar

View on SEC IAPD