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Richard W Royce

Edward Jones

Riverton, UT

CRD 4410821

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-22
UT RA APPROVED 2015-11-30
  • TX RA
    APPROVED_RES
    Since 2024-02-22
  • UT RA
    APPROVED
    Since 2015-11-30

Branch Locations

2364 West 12600 South Suite E, Riverton, UT 84065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 Present
Other Businesses

Self - Photography Type of business: Photography/Fine Art Bluffdale, UT Start date: 1/1/2025 Owner/Photographer Hours per week: 0 Hours during trading: 0 Photography * "doTerra International Type: Date: 06/01/12 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Residual City-State: Pleasant Grove UT"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-03
S63 Uniform Securities Agent State Law Examination 2004-04-06
  • S66 Uniform Combined State Law Examination
    2015-10-03
  • S63 Uniform Securities Agent State Law Examination
    2004-04-06
Other Names
  • Rick Wayne Royce
  • Richard Wayne Royce

View on SEC IAPD

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