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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-03-13 |
| OH | RA | APPROVED | 2026-01-20 |
| IL | RA | APPROVED | 2025-05-06 |
| CO | RA | APPROVED | 2025-05-01 |
| KY | RA | APPROVED | 2024-11-18 |
| MO | RA | APPROVED | 2024-09-12 |
| PA | RA | APPROVED | 2024-06-24 |
| GA | RA | APPROVED | 2024-01-31 |
| ND | RA | APPROVED | 2023-03-28 |
| KS | RA | APPROVED | 2022-11-28 |
| NY | RA | APPROVED | 2022-07-05 |
| RI | RA | APPROVED | 2020-10-07 |
| WA | RA | APPROVED | 2020-09-02 |
| CT | RA | APPROVED | 2019-10-30 |
| TX | RA | APPROVED | 2019-10-24 |
| ID | RA | APPROVED | 2019-10-17 |
| AZ | RA | APPROVED | 2019-06-11 |
| VA | RA | APPROVED | 2017-03-02 |
| UT | RA | APPROVED | 2016-10-20 |
| AL | RA | APPROVED | 2014-09-11 |
| IN | RA | APPROVED | 2012-04-11 |
| FL | RA | APPROVED | 2012-01-18 |
| OR | RA | APPROVED | 2011-12-16 |
| NV | RA | APPROVED | 2011-10-27 |
| MS | RA | APPROVED | 2011-09-15 |
| CA | RA | APPROVED | 2011-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc | Orange | CA | 06/2000 | Present |
1. ALPHA III WEALTH MANAGEMENT POSITION: Founder / Managing Partner NATURE: This is a DBA for financial planning and retirement services provided to clients and prospects. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2022 ADDRESS: 162 E. Hayden Ave, Hayden ID 83835, United States DESCRIPTION: Financial planning and consulting, investment advice, retirement planning, insurance services. 2. ALPHA III TAXGUARD POSITION: Managing Partner NATURE: Working with prospects and Dunham Trust Company for potential tax mitigation strategies for selling highly appreciated assets (Real estate, business, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 162 E. Hayden Ave., Hayden ID 83835, United States DESCRIPTION: Working with prospects and Dunham Trust Company for potential tax mitigation strategies for selling highly appreciated assets (Real estate, business, etc.)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-24 |
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