Shayne Layton

Employer firm

Ascensus Investment Advisors, LLC CRD 120632

$13.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• PORTFOLIO MGMT/OVERSIGHT INCL REVIEW OF ALLOCATIONS & SELECTION OF UNDERLYING SECURITIES FOR QUAL TUITION 529/529A & SFRP PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2019
  Aon Hewitt Financial Advisors
  Sacramento, CA
• 01/2015 → 05/2019
  Hewitt Financial Services
  Sacramento, CA
• 05/2019 → Present
  Ascensus
  Newton, MA

Previous Registrations

• 2015-03-17 → 2019-05-10
  Alight Financial Advisors, Llc
  Sacramento, CA
• 2013-03-05 → 2014-12-24
  Ameriprise Financial Services, Llc
  Roseville, CA
• 2012-04-25 → 2012-11-19
  Td Ameritrade, Inc.
  Roseville, CA
• 2012-04-25 → 2012-11-19
  Td Ameritrade Investment Management, Llc
  Roseville, CA
• 2010-12-10 → 2012-04-13
  U.S. Bancorp Investments, Inc.
  Elk Grove, CA
  Sacramento, CA
  Elk Grove, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Elk Grove, CA
  Sacramento, CA
  Sacramento, CA
• 2004-01-15 → 2007-10-16
  Wamu Investments, Inc.
  Elk Grove, CA
  Sacramento, CA
  Sacramento, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
  Elk Grove, CA
• 2002-04-12 → 2003-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-12-09
• S65 Uniform Investment Adviser Law Examination
  2001-11-01
• S63 Uniform Securities Agent State Law Examination
  2001-10-05

Designations

• Certified Financial Planner

Other Names

• Shayne Layton
• Shayne Christopher Layton