Brett Eugene Dalton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Los Angeles, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Previous Registrations

• 2004-01-28 → 2013-10-24
  Msi Financial Services, Inc.
  Woodland Hills, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 2003-04-03 → 2004-01-20
  1717 Capital Management Company
  Woodland Hills, CA

Other Businesses

Real Estate Ownership; Single Family; 431 S. Dearborn St., Apt 201, Chicago, IL, 60605; Investment-Related; 08/01/2023. Independent Insurance Brokering; GUARDIAN LIFE INSURANCE COMPANY OF AMERICA; 02/11/2003; / Anthem Blue Cross; 03/01/2002; .

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-17
• S63 Uniform Securities Agent State Law Examination
  2001-06-20

Other Names

• Dalton Eugene