Stephen George Amble

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2008-01-15

WA RA
APPROVED

Since 2008-01-15

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Spokane	WA	12/2007	Present

12/2007 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Spokane, WA

Previous Registrations

2007-11-07 → 2007-12-18

Edward Jones

Spokane, WA

Other Businesses

(1) 03/31/2026 - Amble Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/12/2020 - 200 Hours Per Month/ 160 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-02
S63	Uniform Securities Agent State Law Examination	2004-04-30

S66 Uniform Combined State Law Examination

2007-11-02
S63 Uniform Securities Agent State Law Examination

2004-04-30

View on SEC IAPD