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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-02-27 |
| OH | RA | APPROVED | 2019-11-08 |
Branch Locations
10750 Pearl Rd Ste E1, Strongsville, OH 44136-3300 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Strongsville | OH | 02/2014 | 11/2019 |
| Lasalle St Securities Llc | Strongsville | OH | 11/2019 | Present |
| Lasalle St Investmnt Advisors Llc | Strongsville | OH | 11/2019 | Present |
Outside Employment; Professional Management Inc.; Accounting Consultant; Strongsville OH 44136; Not investment related; Aug 2000; 20-39 hours per month; 20-39 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. Tax Activities. Fixed Insurance LaSalle St Investment Advisors, Advisory business, investment related 11/19 Trustee of Professional Management Inc. 401K/PSP Plan
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-15 |
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