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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-25 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
225 Chestnut St, Rochester, NY 14604 • United States
Pittsford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rochester | NY | 05/2012 | 09/2016 |
| First Niagara Bank | Rochester | NY | 05/2012 | 09/2016 |
| Key Investment Services Llc | Rochester | NY | 09/2016 | 12/2017 |
| Lpl Financial Llc | Rochester | NY | 12/2017 | Present |
| Esl Investment Services, Llc | Rochester | NY | 12/2017 | Present |
1)12/4/17- ESL Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/04/2017 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-15 |
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