Xiaobing Guan

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-06
CA	RA	APPROVED	2012-01-04

TX RA
APPROVED_RES

Since 2020-01-06
CA RA
APPROVED

Since 2012-01-04

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Francisco	CA	06/1999	Present
Schwab Wealth Advisory Inc	San Francisco	CA	01/2012	Present
Rental Property	Fremont	CA	09/2012	05/2018

06/1999 → Present

Charles Schwab & Co., Inc.

San Francisco, CA
01/2012 → Present

Schwab Wealth Advisory Inc

San Francisco, CA
09/2012 → 05/2018

Rental Property

Fremont, CA

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-03
S63	Uniform Securities Agent State Law Examination	2000-01-31

S66 Uniform Combined State Law Examination

2002-10-03
S63 Uniform Securities Agent State Law Examination

2000-01-31

Other Names

Gary Guan

View on SEC IAPD