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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-01
TX RA APPROVED 2019-11-01
  • MN RA
    APPROVED
    Since 2019-11-01
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 04/2010 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 11/2019
Wells Fargo Advisors Financial Network, Llc Wayzata MN 11/2019 Present
Previous Registrations
Other Businesses

R.H. WEALTH MANAGEMENT, INVT RELATED, WAYZATH, MN, 100% OWNERSHIP, START DATE 11/23/2020, 180 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR RH WEALTH MANAGEMENT 401K, INV RELATED, WAYZATA, MN, START: 11/23/2020, 180 HRS/MONTH, 8 HRS DURING TRADING, FINET PRACTICE 401K. HOWARD GP LLC ; INV RELATED; LONG LAKE, MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-29
  • S66 Uniform Combined State Law Examination
    2003-07-29
Designations
Other Names
  • Riley Flemming Howard

View on SEC IAPD

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