Lawrence Rosenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Other Businesses

1. 02/05/2004 - ROSENBERG FINANCIAL SERVICES INC. - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - ROSENBERG FINANCIAL SERVICES INC. - FOR ACCOUNTING PURPOSES ONLY 2. 07/19/2004 - BUTTONWOOD FINANCIAL GROUP, LLC - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - BUTTONWOOD FINANCIAL GROUP, LLC - FOR ACCOUNTING PURPOSES ONLY 3. 07/27/2005 - SELL DISABILITY INSURANCE - INV REL - NON-VARIABLE INSURANCE 4. 07/28/2015 - NO BUSINESS NAME - INV REL - 31700 MIDDLEBELT, SUITE 145, FARMINGTON HILLS, MI 48334 - TAX PREP/ACCOUNTING/CPA - START 07/23/2015 - 0 HOURS PER MONTH - ADVICE IS PROVIDED INCIDENTAL TO FINANCIAL ADVISORY SERVICES. 5. 11/14/2016: North Coast Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/04/2016 - 0 Hours Per Month. 6. 12/10/2020 - NCWM Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-27
• S63 Uniform Securities Agent State Law Examination
  2001-06-07