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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-12 |
| TX | RA | APPROVED | 2024-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Equitable | New York | NY | 07/2012 | 02/2022 |
| Equitable Distributors, Llc | New York | NY | 07/2012 | 02/2022 |
| J.P. Morgan Securities Llc | Naperville | IL | 07/2022 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | Naperville | IL | 07/2022 | 06/2024 |
| Equitable Financial Life Insurance Co | New York | NY | 05/2008 | 06/2021 |
| Unemployed | New York | NY | 03/2022 | 06/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2024 | Present |
| Schumann Financial | Wheaton | IL | 06/2024 | Present |
| Cetera Investment Adivsers Llc | Schaumburg | IL | 06/2024 | Present |
1) SCHUMANN FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, 40H/WEEK, SINCE 06/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-01 |
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