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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia & Company Mount Arlington NJ 02/1989 Present
1St Global Capital Corp. Mount Arlington NJ 06/2001 10/2019
1St Global Advisors, Inc Mount Arlington NJ 04/2002 10/2019
Avantax Insurance Services, Inc. Mount Arlington NJ 05/2004 09/2025
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Cetera Wealth Services, Llc Mount Arlington NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/1989 → Present
    Nisivoccia & Company
    Mount Arlington, NJ
  • 06/2001 → 10/2019
    1St Global Capital Corp.
    Mount Arlington, NJ
  • 04/2002 → 10/2019
    1St Global Advisors, Inc
    Mount Arlington, NJ
  • 05/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mount Arlington, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
  • 2002-04-01 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
Other Businesses

1) NISIVOCCIA LLP POSITION: Financial Advisor/ 11% owner NATURE: Financial services entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: Randolph NJ , United States DESCRIPTION: Provide financial services to clients. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: null NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: Arlington NJ , United States DESCRIPTION: THIS IS AN EXPENSE SHARING ENTITY FOR FINANCIAL SERVICES BUSINESS CONDUCTED THROUGH OUR BRANCH 3) NISIVOCCIA & COMPANY, LP POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: , Randolph NJ , United States DESCRIPTION: Provide financial services to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-02
  • S66 Uniform Combined State Law Examination
    2001-08-02

View on SEC IAPD

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