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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-07-01 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
Rochester Hills, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meadow Brook Theatre | Rochester | MI | 09/2002 | Present |
| Festival Singers | Holly | MI | 09/1995 | Present |
| Ubs Financial Services Inc | Troy | MI | 11/2013 | Present |
1)FESTIVAL SINGERS,NOT INVESTED RELATED. BASED IN WATERFORD, MI. SINGER/PERFORMER FOR SEASONAL FESTIVAL (WORKS WEEKENDS ONLY FROM NOVEMBER THROUGH DECEMBER). 2)MEADOW BROOKE THEATRE /NOT INVESTMENT RELATED. (THEATRE AND UNIVERSITY)/ SEASONAL POSITION /LIGHTING TECH./START DATE - 09/2002 TO THE PRESENT WORKS 1 WEEK A MONTH DURING THE MONTHS OF SEPTEMBER - APRIL. NO MORE THAN 20 HOURS PER WEEK. 3)AVON PLAYERS INC.1185 WASHINGTON RD, ROCHESTER, MI 48308 / LIVE STAGE COMMUNITY THEATRE PRODUCTIONS. DUTIES: TO COORDINATE THE DESIGN AND DISTRIBUTION OF PRODUCTION MAILERS TO THE PREEXISTING MAILING LIST / OTHER BOX OFFICE MANAGER / BOX OFFICE/TICKET SALES / START DATE 12/21/2009. 207 WILSON HALL ROCHESTER, MI 48306 (248) 377-3300 4)We R Family USA / 53 Rose Brier Rochester, MI 48309 / Other/ Sport & Leisure Facilities / Social organization / Member of Board of Directors / / assist in organizing social events for the LGBT community in the Detroit area including occasional philanthropic contributions / Start Date1/1/16 Social organization /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-13 |
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