Michael Anthony Vaughn

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 11/2016
  Wells Fargo Advisors Llc
  Flint, MI
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  Flint, MI
• 06/2018 → Present
  Stifel Nicolaus & Co Inc
  Flint, MI

Previous Registrations

• 2011-12-20 → 2018-06-28
  Wells Fargo Clearing Services, Llc
  Flint, MI
  Port Huron, MI
• 2006-09-19 → 2011-12-19
  Chase Investment Services Corp.
  New Baltimore, MI
  Oakland Township, MI
  Oxford, MI
  Auburn Hills, MI
  Chicago, IL
  Utica, MI
  Oakland Township, MI

Other Businesses

MDV LLC; FLINT, MI; OWNER; RENTAL PROPERTIES; START DATE 1/1/1997; 1 HOUR PER MONTH; 0 HRS DURING TRADING; INVESTMENT RELATED;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-16
• S63 Uniform Securities Agent State Law Examination
  2001-06-26