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Luis Fernando Arocha

Capital Client Group, Inc.

Los Angeles, CA

Miami, FL

Miami, FL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-11
  • FL RA
    APPROVED
    Since 2026-06-11

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Miami, FL • United States

78 Sw 7Th St., 5Th Fl., Suite 05-5117, Miami, FL 33130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan New York NY 03/2010 06/2017
American Funds Los Angeles CA 07/2017 03/2026
Capital Group/Capital Client Group, Inc. Miami FL 03/2026 Present
  • 03/2010 → 06/2017
    Jp Morgan
    New York, NY
  • 07/2017 → 03/2026
    American Funds
    Los Angeles, CA
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
S63 Uniform Securities Agent State Law Examination 2001-07-19
  • S66 Uniform Combined State Law Examination
    2026-06-10
  • S63 Uniform Securities Agent State Law Examination
    2001-07-19

View on SEC IAPD

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