Andrea Jane Graham

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2020
  Lpl Financial Llc
  Irvine, CA
• 11/2010 → 10/2018
  Applied Financial Planning, Inc.
  Irvine, CA
• 01/2011 → Present
  Applied Financial Planning
  Irvine, CA
• 10/2020 → Present
  Cwm, Llc
  Omaha, NE
• 10/2020 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2018-10-23 → 2020-11-03
  Applied Financial Planning, Inc.
  Irvine, CA
• 2011-01-03 → 2020-10-21
  Lpl Financial Llc
  Irvine, CA
  Irvine, CA
  Pasadena, CA
  Torrance, CA
  Woodland Hills, CA
• 2010-03-08 → 2010-11-16
  Stifel, Nicolaus & Company, Incorporated
  Mission Viejo, CA
• 2001-08-14 → 2009-04-16
  Ameriprise Financial Services, Llc
  Houston, TX
  Sugar Land, TX

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2001; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG-TERM CARE; NAME OF OTHER BUSINESS: CONSERVATIVE PORTFOLIO ASSOCIATES, INC. NATURE OF BUSINESS: TAX ENTITY / USED FOR FEES AND COMMISSIONS; START DATE: 07/2016; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: TAX ENTITY USED FOR FEES AND COMMISSIONS; NAME OF OTHER BUSINESS: AFPWM, LLC; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES AND SUCCESSION;

Exams

• S66 Uniform Combined State Law Examination
  2001-08-13

Other Names

• Andrea Jane Mazzarella
• Andrea Jane Mazzarella