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Current Employers
New River Investments

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-20
FL RA APPROVED 2025-10-20
  • CA RA
    APPROVED
    Since 2025-10-20
  • FL RA
    APPROVED
    Since 2025-10-20

Branch Locations

Los Angeles, CA • United States

Beaver Creek, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New River Investments Inc. Los Angeles CA 08/2011 Present
Roditi & Roditi Llc Los Angeles CA 06/2012 05/2019
  • 08/2011 → Present
    New River Investments Inc.
    Los Angeles, CA
  • 06/2012 → 05/2019
    Roditi & Roditi Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 2001-06-28
  • S65 Uniform Investment Adviser Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    2001-06-28

View on SEC IAPD

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