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New River Investments CRD 157173
$49.0M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-20 |
| FL | RA | APPROVED | 2025-10-20 |
Branch Locations
Los Angeles, CA • United States
Beaver Creek, CO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New River Investments Inc. | Los Angeles | CA | 08/2011 | Present |
| Roditi & Roditi Llc | Los Angeles | CA | 06/2012 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-28 |
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