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Michael S Pace

Wells Fargo Clearing Services, LLC

New Haven, CT

Phoenix, AZ

CRD 4409531

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-01
CT RA APPROVED 2026-07-01
TX RA APPROVED_RES 2011-10-12
  • AZ RA
    APPROVED
    Since 2026-07-01
  • CT RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2011-10-12

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

2425 E Camelback Rd Ste 1050, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mesa AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mesa AZ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-10
S63 Uniform Securities Agent State Law Examination 2001-08-27
  • S65 Uniform Investment Adviser Law Examination
    2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    2001-08-27
Other Names
  • Michael Steven Pace

View on SEC IAPD

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Nearby Investors

CHARLES FRANCIS KREITLER
DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS

Nearby Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT

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