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Michael S Pace

Wells Fargo Clearing Services, LLC

New Haven, CT

Phoenix, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-01
CT RA APPROVED 2026-07-01
TX RA APPROVED_RES 2011-10-12
  • AZ RA
    APPROVED
    Since 2026-07-01
  • CT RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2011-10-12

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

2425 E Camelback Rd Ste 1050, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mesa AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mesa AZ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-10
S63 Uniform Securities Agent State Law Examination 2001-08-27
  • S65 Uniform Investment Adviser Law Examination
    2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    2001-08-27
Other Names
  • Michael Steven Pace

View on SEC IAPD

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WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
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RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
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