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Lamb Retirement Solutions LLC CRD 327981
$3.07M regulatory AUM 50 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Elizabethtown, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-03 |
| TX | RA | APPROVED | 2023-09-11 |
| NY | RA | APPROVED | 2023-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Army | Farmingdale | NY | 06/2006 | Present |
| Parsonex Securities, Inc. | Englewood | CO | 03/2018 | 07/2021 |
| Innovation Partners Llc | Charlotte | NC | 07/2021 | 08/2023 |
| Ip Financial Advisory Services Llc | Charlotte | NC | 10/2021 | 08/2023 |
| Lamb Retirement Solutions Llc | Elizabethtown | NY | 07/2023 | Present |
| Lamb Retirement Solutions Llc | Elizabethtown | NY | 08/2023 | Present |
U.S. Army, Property Book Officer, Non-investment related, Inventorying and maintaining U.S. Army equipment, Approximately 40 hours per month spent on this activity, 10 hours per month during securities trading hours; Started 06/2006. Lamb Retirement Solutions LLC; Elizabethtown, NY; Investment Related; Fixed Insurance Sales; Insurance Agent; Approximately 10 hours per month spent on this activity; 4 hours during securities trading hours; Started 09/2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-24 |
| S66 | Uniform Combined State Law Examination | 2018-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-12 |
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