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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-19
WA RA APPROVED 2019-02-22
  • TX RA
    APPROVED
    Since 2021-01-19
  • WA RA
    APPROVED
    Since 2019-02-22

Branch Locations

Portland, OR • United States

Seaside, OR • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 08/2006 Present
Other Businesses

HOBBIEST MUSICIAN/PLAY IN BANDS/4 HRS. PER MONTH/GUITARIST. Ferguson Murphy Charities Inc. / 2165 SW Main St Portland,OR 97205 / Other/ Other charitable organization / provide bikes for low income children / Member of Board of Directors / / oversee charitable mission / Start Date 06/14/2016 3) Catholic Charities / 2740 SW Powell Blvd Portland,OR 97202 / Other/ Other Community Outreach / Community Outreach / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / review investment accounts with investment managers and report to investment committee / Start Date 01/01/2016/ Religious Charity /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-16
  • S66 Uniform Combined State Law Examination
    2001-08-16
Designations
Other Names
  • Ted Ferguson

View on SEC IAPD

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