Mario A Hernandez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 04/2019
  Hsbc Bank Usa, N.A.
  New York, NY
• 11/2015 → 04/2019
  Hsbc Securities (Usa) Inc.
  New York, NY
• 03/2019 → Present
  Wells Fargo Bank, Na
  Manhasset, NY
• 04/2019 → Present
  Wells Fargo Clearing Services, Llc
  Manhasset, NY

Previous Registrations

• 2016-08-23 → 2019-04-22
  Hsbc Securities (Usa) Inc.
  Miller Place, NY
  Hauppauge, NY
  Bohemia, NY
  East Setauket, NY
  New York, NY
  Parsippany, NJ

Other Businesses

5219 ROOSEVELT AVENUE LLC, INV RELATED, WOODSIDE, NY, 100% OWNERSHIP, START 1/1/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, HOLDS FAMILY REAL ESTATE RENTAL PROPERTY. COMMERCIAL RENTAL PROPERTY, INV RELATED, WOODSIDE, NY, 100% OWNERSHIP, START 11/16/2016, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-22
• S63 Uniform Securities Agent State Law Examination
  2001-06-29

Other Names

• Mario Armando Hernandez
• Mario A Hernandez
• Mario Hernandez