Rosa Maria Gonzalez

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-29
FL	RA	APPROVED	2009-11-10

TX RA
APPROVED_RES

Since 2014-01-29
FL RA
APPROVED

Since 2009-11-10

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Miami	FL	10/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2019	Present

10/2009 → Present

Morgan Stanley Smith Barney

Miami, FL
06/2019 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2002-07-15 → 2009-11-05

Ubs International Inc.

Coral Gables, FL

Coral Galbes, FL

Other Businesses

*531404 - NEO LOFT; Investment Related - Yes; MIAMI, Florida; Rental Property; OWNER(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 1; After Business Hours: 0; RENTAL PROPERTY *654338- NEO LOFT; Investment related: Yes; MIAMI, Florida; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 1; RENTAL PROPERTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-28

S66 Uniform Combined State Law Examination

2000-08-28

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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