Karen M Oberg

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-11-29

WI RA
APPROVED

Since 2021-11-29

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Moorhead, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Patrick Gores	Fargo	ND	04/2016	07/2018
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	04/2016	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	10/2021	Present
Mbo Partners	Milwaukee	WI	10/2021	01/2026
Dinger Network Llc	Fargo	ND	08/2018	11/2021

04/2016 → 07/2018

Patrick Gores

Fargo, ND
04/2016 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
10/2021 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
10/2021 → 01/2026

Mbo Partners

Milwaukee, WI
08/2018 → 11/2021

Dinger Network Llc

Fargo, ND

Previous Registrations

2015-12-07 → 2016-03-14

Woodbury Financial Services, Inc.

Fargo, ND
2007-11-26 → 2014-04-10

Bancwest Investment Services, Inc.

Fargo, ND

Fargo, ND
2006-08-12 → 2007-09-19

Ubs Financial Services Inc.

Fargo, ND
2005-12-19 → 2006-08-12

Piper Sandler & Co.

Fargo, ND

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-08

S66 Uniform Combined State Law Examination

2002-01-08

Other Names

Karen Marie Thompson
Karen Oberg
Karen M Thompson
Karen M Oberg
Karen Marie Oberg

View on SEC IAPD

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