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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-05-17
TX RA APPROVED_RES 2017-03-30
MN RA APPROVED 2013-11-12
  • VI RA
    APPROVED
    Since 2022-05-17
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MN RA
    APPROVED
    Since 2013-11-12

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 03/2008 Present
City National Bank Wayzata MN 12/2017 Present
Other Businesses

WAYZATA PLYMOUTH YOUTH FOOTBALL BOARD; ADDRESS: 4130 UPLAND LN NORTH PLYMOUTH, MN 55446; BUSINESS DESCRIPTION: YOUTH FOOTBALL ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 04/01/2009; CAPACITY: BOARD OF DIRECTORS; DUTIES: I AM IN CHARGE OF BUYING FOOTBALL EQUIPMENT FOR THE ORGANIZATION; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-22
  • S66 Uniform Combined State Law Examination
    2001-09-22

View on SEC IAPD

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