Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED | 2006-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Palestine | TX | 05/2006 | Present |
1. 04/26/2006: JAMES FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/4/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 06/01/2015 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
Reach out to this advisor