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3919 S. Providence Road, Columbia, MO 65203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Plumbing | Kirksville | MO | 07/2015 | 06/2017 |
| Edward Jones | St. Louis | MO | 06/2017 | 11/2024 |
| Convergence Financial | Columbia | MO | 11/2024 | Present |
| Lpl Financial Llc | Fairmont | MN | 12/2024 | Present |
| Army Reserves | Fort Mccoy | WI | 11/2006 | Present |
1) 12/13/2024 - Daniel Hamlet - Real Estate Rental - Landlord. - Inv. Related - Fairmont MN 56031 - Start date 12/01/2024 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 12/13/2024- United States Army Reserves - Outside/W-2 Employment - Non Inv. Related - Ft McCoy, WI - Start date 11/26/2006 - 20 Hrs/Mth - 4 Hrs During Trading - 20% Time Spent. 3) 12/13/2024- 360 Intergrated Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - Fairmont, MN 56031- Start date 12/13/2024 - 160 Hrs/Mth - 8 Hrs During Trading - 80% Time Spent 4) 12/17/2024- Convergence Financial LLC- Registered Investment Advisor Hybrid- INV Related- At reported business location(s)- Start date 12/13/2024- 160 HRS Per Month- 8 Hours During Trading.I provide investment advisory services through Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 07/23/2025 - Eye of the Needle - Not Investment Related - Other - Author - Self Published - At reported business location(s) - Strat Date: 06/01/2025 - 5 HRS Per Month- 5 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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